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China Maritime Arbitration Commission Arbitration
Rules
(Revised and Adopted on July 5, 2004 by China Chamber of
International Commerce
Effective as from October 1, 2004 )
Chapter II Arbitration Proceedings
Section 4 Hearing
Article 38 The arbitration tribunal will
hold oral hearings. At the request of the parties or their consent,
the arbitration tribunal may, if it also considers oral hearings unnecessary,
hear and decide a case on the basis of documents only.
The arbitration tribunal shall treat the parties fairly and impartially,
giving each party reasonable opportunity to present its case and make
arguments.
During the process of arbitration proceedings, the arbitration tribunal
may issue procedural orders, send out questionnaires, hold meetings
before hearing, convene preliminary hearings, draw up Terms of Reference,
etc..
Article 39 The arbitration tribunal in consultation
with the secretariat of the Arbitration Commission shall decide the
date of the first oral hearing. The Secretariat shall notify the parties
of the decision 15 days before the date of the hearing. Any party having
justified reasons may request a postponement of the hearing, but a written
request must be submitted to the secretariat of the Arbitration Commission
7 days before the date of the hearing. The arbitration tribunal will
then decide whether to postpone the hearing or not.
Article 40 The notice of the date of hearing subsequent to the
first oral hearing and the date of postponed hearing is not subject
to the 15-day time limit provided in Article 39.
Article 41Where the parties have agreed on the place of arbitration,
the oral hearing of the arbitration case shall be held in that place.
The cases taken cognizance of by the Arbitration Commission or Sub-Commission
shall be heard in the locus of the Arbitration Commission or Sub-Commission,
or may be heard in other places with the approval of the Secretary-General
of the Arbitration Commission or the Secretary-General of the Sub- Commission.
Article 42 The arbitration tribunal shall
not hear cases in open session. If both parties request a hearing to
be held in open session, the arbitration tribunal shall decide whether
to hold the hearing in open session or not.
Article 43 When a case is heard in closed
session, no substantive or procedural matters of the case shall be disclosed
to the outsiders by the parties, their attorneys, witnesses, arbitrators,
experts consulted by or appraisers appointed by the arbitration tribunal
and the relevant staff-members of the Secretariat of the Arbitration
Commission.
Article 44 Evidence shall be produced at
the oral hearing and be questioned by the parties except that both parties
agree to examine the case on the basis of documentary evidence or that
evidence shall be questioned in writing.
Article 45The arbitration tribunal may consult an expert or appoint
an appraiser for their expertise or appraisal on special issues relating
to the case. Such an expert or appraiser may be a Chinese or foreign
organization or a citizen.
The arbitration tribunal is entitled to request the parties who are
also obligated to submit or produce to the expert or appraiser any relevant
materials, documents, properties or goods related to the case for check-up,
inspection and/or appraisal. The arbitration tribunal shall, after making
duplicate copies or effective records of the evidence, return in time
the original evidence submitted by the party.
Article 46 The report prepared by the expert or the appraiser
and other evidence collected by the arbitration tribunal shall be copied
to the parties so that they may have the opportunity to give their opinions
thereon. At the request of any party to the case and with the approval
of the arbitration tribunal, the expert and appraiser may be present
at the hearing and give explanations of their reports when the arbitration
tribunal considers it necessary and appropriate.
Article 47 The evidence submitted by the parties shall be examined
and evaluated by the arbitration tribunal. The adoption or non-adoption
of the report prepared by the expert or the appraiser and copies or
duplications (including audiovisual materials) of other evidence collected
by the arbitration tribunal shall be determined by the arbitration tribunal.
Article 48 Should the Claimant fail, without justified reason,
to appear at the oral hearing he has been informed of by a written notice
or withdraw halfway from the hearing without the approval of the arbitration
tribunal, the arbitration tribunal may regard it as withdrawal of the
application for arbitration, and in case the Respondent has raised a
counterclaim, an award by default can be made. Should the Respondent
fail, without justified reason, to appear at the hearing he has been
informed of by a written notice or withdraw midway from the hearing
without approval of the arbitration tribunal, an award by default may
be rendered, and in case the Respondent has laid counterclaim, the counterclaim
may be regarded as withdrawn.
Article 49 The arbitral tribunal shall make
record of the hearings in writing. The parties and other participants
in the arbitration may apply for rectification of the records of their
own statements if they consider that such records contain any omission
or error. If the arbitral tribunal does not make the rectification,
the application shall still be recorded.
The written record shall be signed or sealed by the arbitrator(s), the
recorder, the parties, and other participants in the arbitration, if
any.
Article 50 Where a person other than the
parties to the arbitration case considers he or she has a legal interest,
in the conclusion of the case in relation to the claim or counterclaim
submitted by any of the parties, the person may, after concluding an
agreement with both parties, apply, with the approval of the arbitration
tribunal, for participation as a party in the arbitration case.
Article 51 The Claimant may waive his claim
and/or apply for the dismissal of the case; the Respondent may waive
his counterclaim and/or apply for dismissing the relevant part l of
the case.
The Secretary-General of the Arbitration Commission shall decide on
the request for a dismissal of the case if the request is made before
the formation of the arbitration tribunal, and the arbitration tribunal
shall decide if the request is put forward after the formation of the
arbitration tribunal.
Any party of a amicable settlement agreement resulting from consultation
or mediation may nominate a mutually agreed sole arbitrator, or request
the Chairman of the Arbitration Commission to appoint one sole arbitrator,
to make an award in accordance with the contents of their amicable settlement
agreement and the arbitration clause stipulated therein; and the actual
procedure and time limits are not confined by other stipulations of
these Arbitration Rules.
In any undergoing arbitration case, if the parties to an arbitration
case reach an amicable settlement agreement by themselves, they may
either request the arbitration tribunal to conclude the case by making
an award in accordance with the contents of their amicable settlement
agreement or request a dismissal of the case.
If the party or the parties refer the dismissed case again to the Arbitration
Commission for arbitration, the Chairman of the Arbitration Commission
shall decide whether to accept the reference.
Article 52 A party who knows or should have
known that any provision or requirement of these Rules has not been
complied with and yet proceeds with the arbitration proceedings without
explicitly raising in writing his objection to non-compliance in a timely
manner shall be taken to have waived his right to object.
Article 53If both parties have a desire
for conciliation or one party so desires and the other party agrees
to it when consulted by the arbitration tribunal, the arbitration tribunal
may conciliate the case under its cognizance in the process of arbitration.
Article 54 The arbitration tribunal may
conciliate cases in the manner it considers appropriate.
Article 55 The arbitration tribunal shall
terminate conciliation when one of the parties requests a termination
of conciliation or when the arbitration tribunal believes that further
efforts to conciliate will be futile.
Article 56 If the parties have reached an
amicable settlement outside the arbitration tribunal in the course of
conciliation conducted by the arbitration tribunal, such settlement
shall be considered as one which has been reached through conciliation
by the arbitration tribunal.
Article 57 The parties shall sign a settlement
agreement in writing when an amicable settlement is reached through
conciliation conducted by the arbitration tribunal, and the arbitration
tribunal shall conclude the case by making an award in accordance with
the contents of the settlement agreement unless otherwise agreed by
the parties.
Article 58 Should conciliation fail, any
statement, opinion, view or proposal which has been made, raised, put
forward, acknowledged, accepted or rejected by either party or by the
arbitration tribunal in the process of conciliation shall not be invoked
by the other party as grounds for any claim, defense and/or counterclaim
in the subsequent arbitration proceedings, judicial proceedings or any
other proceedings.
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